" WE BUILD BUSINESSES "
Our services
FINANCIAL SERVICES AND REGULATORY ADVISORY
A. Legal, Regulatory and Structuring Advisory
Providing legal, regulatory and structuring advisory services in relation to:
Establishment and structuring of businesses in India and overseas.
Overseas investments by persons resident in India into foreign companies, entities, funds and other investment vehicles.
Offshore securities investment offerings and related regulatory guidance for persons resident in India.
Laws and regulations governing financial services, including Banking, Securities Markets, Insurance, Pension Funds and Foreign Exchange.
Laws and regulations relating to Asset Management, Investment Advisory Services, Research Analysts, Portfolio Management Services, Securitisation and other regulated financial activities.
Regulatory compliance, governance frameworks and cross-border investment structures.
B. Drafting, Negotiation and Documentation
Drafting, review and negotiation of transaction documents and commercial agreements.
Drafting and review of offering documents from an Indian legal and regulatory perspective.
Preparation and review of legal representations, declarations and undertakings.
Filing of statutory applications and submissions before Indian regulatory authorities.
Issuance of legal opinions and regulatory advisory notes on applicable laws, regulations and compliance matters.
Regulatory due diligence and transaction documentation support.
C. Regulatory Approvals and Licensing
Registration and licensing support for:
Foreign Portfolio Investors (FPI)
Alternative Investment Funds (AIF)
Investment Advisers
Research Analysts
Portfolio Managers
Other SEBI-regulated intermediaries
Reserve Bank of India (RBI) applications, approvals and compliance matters.
Government approvals relating to Foreign Direct Investment (FDI) into Indian entities.
Assistance with regulatory registrations, renewals and ongoing compliance requirements.
D. Regulatory Litigation and Enforcement
Representation before the Reserve Bank of India (RBI) and the Securities and Exchange Board of India (SEBI).
Compounding applications under the Foreign Exchange Management Act, 1999 (FEMA).
Drafting and filing responses to Show Cause Notices issued by SEBI and other regulatory authorities.
Filing and handling Settlement Applications and Consent Applications before SEBI.
Advisory and representation in regulatory investigations, inspections and enforcement proceedings.
Strategic regulatory risk management and dispute resolution support.